Senior Operations and Settlement Officer

• Manage and monitor daily operations across securities, equities and other financial products, ensuring smooth execution and settlement.
• Ensure timely and accurate settlement of trades across multiple markets, covering custodial services, reconciliations, corporate actions, trade matching, confirmations, and fund movements.
• Process daily client transactions—including trades, fund deposits/withdrawals, and securities settlements—in accordance with established procedures.
• Perform reconciliations and administer corporate action events such as dividends, interest, and other distributions.
• Deliver high-quality customer service to both internal and external stakeholders within the Operations scope.
• Ensure smooth client onboarding, including KYC procedures and periodic reviews.
• Investigate and resolve operational or system-related issues, coordinating with internal teams, vendors, and regional offices.
• Participate in system UAT and production testing, supporting system enhancements and process improvements.
• Liaise with internal stakeholders including Compliance to ensure adherence to regulatory requirements, policies, and AML/KYC standards.
• Monitor and update market data and client information to maintain accuracy and reliability.
• Comply with group policies to mitigate operational and reputational risks.
• Support day-to-day operational matters, contribute to business initiatives, and assist in supervising daily functions as needed.

• Bachelor’s degree or higher in Finance, Accounting, or related fields
• Minimum 3 years of experience in operations within a securities company, custodian, or financial institution
• Strong knowledge of Thai capital markets, including clearing & settlement processes, custody services, and familiarity with SEC/SET regulations is highly preferred
• Good command of Thai and English (both written and spoken); Mandarin is an advantage
• Ability to work independently with strong attention to detail, good time management, and the capability to perform under pressure
• Proactive mindset with a continuous improvement approach to work
• Possesses good logical thinking
• Candidates with relevant knowledge but less experience may also be considered

• Competitive compensation and benefits
• Fun loving and diverse work environment
• Business casual work attire everyday

Moomoo